Diploma of Financial Markets

The whole qualification, done

Every unit in the qualification:

• Student Assessment Pack for every unit (fillable PDF + Word)
• Trainer Guides, Learner Guides and Teaching Slides across the qualification
• SCORM eLearning course for every unit — upload straight into your LMS, completion and scores tracked
• Practical Observation, Third-Party Report, Competency Conversation, Work History and Self-Assessment
• Assessor Mapping for every unit — mapped to Elements, PCs, Knowledge and Performance Evidence
• RPL Assessment Tool Kit for the full qualification, with its own mapping workbook
• Training & Assessment Strategy (TAS) — four delivery variants (Word + PDF), a compliant framework ready for your RTO to complete
• Three Assessment Validation Checklists — unit-level, RPL kit and whole-of-qualification, aligned to the 2025 Standards
• LLND Profile for the qualification, an LLND Check for every unit, plus an enrolment LLND Placement Assessment — ACSF-aligned (Word + fillable PDF)
• Yours to keep — no licence keys, no subscriptions, no tracking. Editable files, unlimited use within your RTO

Every unit in FNS51022, all included

27 units: 6 core and 21 elective.

Core units 6

• FNSFMK416Conduct work within financial markets compliance framework
• FNSFMK521Analyse financial markets and information
• FNSFMK522Apply financial product knowledge in the context of the deal transaction cycle
• FNSFMK524Conduct work within financial markets organisational risk management framework
• FNSINC513Identify and apply complex ethical decision making to workplace situations
• FNSINC514Apply ethical frameworks and principles to make and act upon decisions

Elective units 21

• FNSASICS513Provide wholesale advice in foreign exchange
• FNSASICT513Provide wholesale advice in managed investments
• FNSASICV513Provide wholesale advice in derivatives
• FNSASICW513Provide wholesale advice in securities
• FNSCUS504Manage premium customer relationships
• FNSCUS515Determine client financial requirements and expectations
• FNSCUS516Record and implement client instructions
• FNSFMK411Perform reconciliations
• FNSFMK502Analyse financial market products for client
• FNSFMK512Apply knowledge of emissions markets
• FNSFMK513Undertake assessment of product and advice suitability for non-retail clients
• FNSFMK514Complete confirmation and settlement processes
• FNSFMK517Analyse risk mitigation in the operations process
• FNSFMK518Monitor and process collateral
• FNSFMK520Develop and monitor risk management strategies for client
• FNSFMK525Analyse clients' financial risk
• FNSFMK611Price financial transactions
• FNSFMK612Manage trading exposures
• FNSIAD511Provide appropriate services, general advice and products to clients
• FNSIAD512Develop financial investment options and strategies for clients
• FNSINC511Conduct financial product research to support product recommendations

Matched to the current release

Every order is confirmed against FNS51022's current training.gov.au release at fulfilment, so you always receive resources mapped to the national register.